PART D - The Tool Box
Indigenous Australian Apprenticeships Resource Kit
 
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Contents
 
Why

Why use these planning and administration tools?
 
What

D1 Preparing a local Indigenous profile
   Activity Sheet D1
D2 Charting your future directions
   Brainstorming
   SWOT Analysis
   Activity Sheet D2
D3 Developing realistic goals, targets and strategies
   Activity Sheet D3
D4 Plotting your way forward
   Case Study: Preparing a WBS and Gantt Chart
D5 Preparing for any setbacks
   Activity Sheet D5
D6 Customising the Pathways for Indigenous Australian Apprenticeships flowchart
 
How

D7 Using and adapting the electronic files to suit your situation
Australian Apprentices Image Library
 
PART D – The Tool Box
 
Why use these planning and administrative tools?
 
The purpose of this part of the Resources Kit is to provide additional information and guidance about preparing a Business Case so that you can map out detailed strategies  for improving your performance in Indigenous Australian Apprenticeships.

The material comprises:    
Additional information, if required, to build your skills in using the techniques introduced
in PART B of this Resource Kit.
Activity Sheets (or templates) to guide you in the collection and documentation of the
material to be included in your Business Case.
 
The Tool Box is in seven sections:
Section D1 will help you to prepare a local Indigenous profile to better service your clients
(includes Activity Sheet D1)
Section D2 will help you chart your future direction in enhancing Indigenous Australian Apprenticeships with the assistance of brainstorming and a SWOT analysis
(includes Activity Sheet D2)
Section D3 will help you develop some realistic goals, targets and key strategies that will make a difference in your organisation
(includes Activity Sheet D3)
Section D4 will help you to accurately plot the way forward with a simple plan to develop timelines and a budget to implement your chosen strategies
(includes Case Study)
Section D5 will help you to better prepare for any setbacks in your plans by enabling you to manage risks associated with implementing your chosen strategies
(includes Activity Sheet D5)
Section D6 will enable you to customise the flowchart Pathways for Indigenous Australian Apprentices in Topic C1 to suit your context
Section D7 will provide further information about using the electronic files in this Resource Kit so that they can be adapted to your needs and situation.
 
D1 Preparing a local Indigenous profile
 
For you to develop effective strategies to enhance your organisation’s involvement in Indigenous employment and training you will need to know and understand your local Indigenous people. In this Section you will research your local Indigenous people, organisations and communities to better inform all staff across your organisation.
 
Listed below are some websites that provide useful information about Indigenous people, their communities and locations Listed below are some websites that provide useful information about Indigenous people, their communities and locations
 
  Organisation   Website
   Indigenous.gov.au
  
   www.indigenous.gov.au/
  
   Department of the Environment and Heritage (Indigenous Communities & the Environment)
  
   www.deh.gov.au/indigenous/
  
   Australian Government Directory (Indigenous Services)
  
   www.gold.gov.au (search for ‘Indigenous Services’ and select ‘Subject’ before clicking on ‘Go’)
  
   Australian Indigenous Research Network (University of Newcastle)
  
   www.newcastle.edu.au/centre/airn/index.htm
  
   The Australian Indigenous Leadership Centre (AILC)
  
   www.aiatsis.gov.au/ailc/whatIs.htm
  
   Community.gov.au
  
   www.community.gov.au
  
   Australian Institute of Family Studies
  
   www.aifs.gov.au/sf/findings/indigenouslinks.html
  
   Australian Workplace (select ‘Indigenous Programs’)
  
   www.workplace.gov.au
  
   Swinburne Institute of Technology Indigenous Programs
  
   www.swin.edu.au/indigenous/
  
   Youth.gov.au
  
   www.youth.gov.au/programmes/indigenous_australians.htm
  
   CERN/ANU Aboriginal Studies
  
   www.ciolek.com/WWWVL-Aboriginal.html
  
   Centre for Aboriginal Studies-Curtin University, Perth WA   
   www.curtin.edu.au/
  
   Reconciliation Australia   
   www.reconciliationaustralia.org/
  
   Australian National University, Centre for Indigenous Economic and Policy Research (CAEPR)   
   www.anu.edu.au
  
 
Also look for the Indigenous units in the TAFE or Higher Education sector in your region.
 
State or Territory Governments have  Indigenous specific coordination or policy units (start by visiting the websites listed in PART C TOPIC C1 on page 9) State or Territory Governments have  Indigenous specific coordination or policy units (start by visiting the websites listed in PART C TOPIC C1 on page 9)
 
ACTIVITY SHEET D1
Preparing your local Indigenous profile
 
Find out about your local Indigenous communities and their history. 
 
Use the questions in PART B Section B1 of this Resource Kit to get you started. Use the questions in PART B Section B1 of this Resource Kit to get you started.
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Find out about the key local Indigenous leaders, organisations and networks.
 
Use the websites listed in PART D, Section D1 as a starting point Use the websites listed in PART D, Section D1 as a starting point
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Forget sportsmen and women.  Name ten well-known contemporary Indigenous people and what they are known for?
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Who designed the Aboriginal flag and when?  What is the significance of its features?
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What does the Torres Strait Islander flag look like?  What are its features intended to capture?  Who designed it?
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D2 Charting your future directions
 
In this Section we provide you with background information on methodologies for identifying and evaluating ideas that will form the basis of your Business Plan.

While there are a number of methods that can be used, we suggest that you consider:
brainstorming
SWOT analysis.
 
Used together, they are simple yet valuable tools to ensure that:
the collective wisdom of the key people in your organisation is pooled
you collect all relevant information in a structured way.
 
Being thorough and systematic in this way should ensure that you decide on the business strategies that will work best for you, as well as flag all of the risks that are likely to threaten their successful achievement.
 
Brainstorming
 
Brainstorming can be used in team or group situations as a means of generating a wide range of ideas and possible solutions, introducing innovations, improvements and solving problems. The important thing about brainstorming is that everyone can make a valuable contribution to developing and refining ideas. The ‘good’ ideas can be selected and refined later.

Some of the rules of brainstorming are listed below:
Encourage free thinking
List all ideas on a whiteboard or butcher’s paper
Build on existing ideas
Once initial ideas are recorded, encourage people to ask questions of each other
Combine similar ideas
Set up criteria by which successful ideas might be evaluated
Evaluate ideas against the criteria and select the best for action
Set up a plan of action
Document the plan.
 
When using ‘brainstorming’ in a group, remember to:
refrain from criticising new ideas as it reduces enthusiasm to participate
think ‘wild’
keep encouraging new ideas.
 
It is likely that a number of competing ideas may be generated. Team leaders, in consultation with other team members, may need to prioritise the new ideas for improvements that are put forward.

The important point is that these decisions are taken in collaboration and can be justified. 

The important by-product of working in this way is that you will achieve ownership and commitment by all of those involved.
  
 
SWOT Analysis
 
A SWOT analysis is widely used around the world in business planning to draw out the relevant information from a proposal as part of the strategic decision-making processes of an organisation.

SWOT stands for:
S for strengths
W for weaknesses
O for opportunities
T for threats.
 
Strengths and weaknesses refer to the internal environment – that is, your organisation. 
Strengths could include previous experiences in developing similar new services to the ones under evaluation. It could also refer to the enthusiasm of the field staff for an innovative new approach to servicing their Indigenous clients.
Weaknesses could be exactly the opposite – a lack of relevant knowledge and expertise within the organisation or lack of enthusiasm from the field team for the proposal.  The SWOT analysis might focus on ways of building on strengths and overcoming weaknesses.  For example, a lack of enthusiasm may arise out of a lack of knowledge and skills in servicing these clients.
 
Opportunities and threats relate to the external environment – that is, factors lying outside of your organisation’s control.  Nevertheless, these factors still need to be ‘managed’.
Opportunities may be seen as advantages arising from social, cultural, economic or demographic changes.  For example, the existence of a successful CDEP program in your locality could provide an opportunity for you to build partnerships and networks.  A ‘switched-on’ careers counsellor at a local school may be a valuable source of advice on potential Indigenous Australian Apprentices who are currently leaving the school system.
Threats (or barriers) can include the knowledge that many of the Indigenous people in the local community have low levels of literacy and numeracy.
 
The obvious benefit of the SWOT analysis is that you can develop practical strategies to build on the strengths and opportunities, and to minimise the impact of weaknesses and threats.

Note that brainstorming and SWOT analysis, in particular, are widely used in strategic planning and project management activities. By developing these skills, you will be well placed to apply them to advantage in building your organisation’s capability to enhance Indigenous Australian Apprenticeship outcomes.
 
ACTIVITY SHEET D2
Using Brainstorming and SWOT Analysis in your context
 
We suggest you apply these two methods to help your organisation to plan to build to improve your performance capability in supporting Indigenous clients.

We have posed a few questions to help you get started. You will have other questions that are relevant to your context. Note that your responses to the questions about ‘internal’ factors may be either strengths or weaknesses, depending on your current situation. The same applies to the questions about ‘external’ factors.

Some suggested questions to get you started are given below. 
 
The questions in PART B Section B2 of this Kit may also be helpful. The questions in PART B Section B2 of this Kit may also be helpful.
 
SWOT
 
  Internal Factors   Yes   No
   Do Indigenous people use your organisation?   
   
   Do you have a profile with the local Indigenous community?   
   
   Does your organisational culture support an improved service to Indigenous clients?   
   
   Do you have Indigenous Australians on your staff?   
   
   Have you initiated Indigenous–specific services, programmes, approaches in the past?   
   
   Have you improved your Indigenous outcomes in the last 1-2 years for:   
    -  recruitment?
  -  retention?
 
   
   Are your staff aware of the cultural issues that affect employment/training for Indigenous Australians?   
   
   Can you give examples of where you have convinced employers to modify their mainstream employment processes?   
   
   Have you/do you use localised marketing to target Indigenous Australians?   
   
   Have you been successful in attracting Indigenous Australians to advertised vacancies?   
   
 
If you have answered ‘Yes’ to any of the above questions, then these could count as organisational ‘strengths’.

If you answered ‘No’, then these could count as organisational ‘weaknesses’.
  
 
  External Factors   Yes   No
   Have you set up successful partnerships with other organisations in the past?   
   
   Are you aware of external sources of funds and other support for Indigenous programmes?   
   
   Can your staff implement employment/training programmes using multiple/flexible funding sources?   
   
   Is there an active CDEP or IEC in your area?   
   
   Are there role models in the Indigenous community?   
   
 
SWOT Grid
 
Using the sorts of questions we’ve given as examples on the previous page as a starting point, use the grid below to document your organisation’s  internal ‘strengths’ and ‘weaknesses’ (left column) and the external ‘opportunities’ and ‘threats’ or ‘barriers’ your organisation faces (right column).
 
  Strengths   Opportunities
  Weaknesses   Threats / Barriers
 
D3 Developing realistic goals, targets and strategies
 
In this section we build on the information presented in PART B, Section B3 of the Kit about:
setting Indigenous participation goals and targets
developing strategies to achieve them.
 
We also provide an Activity Sheet D3 to help you develop your goals, targets and key strategies.
 
How do you set realistic goals and targets?

New business proposals are conceived to address a particular problem or improve an aspect of business performance. It is essential that you have a clear idea of the business need that prompted you or your management to initiate the business proposal in the first instance. By being clear on the need, the goals and targets of the business proposal will follow.

A goal statement is important because it:
provides a clear statement of what is to be achieved
provides an event whose completion can be measured
directs the future course of the proposal
provides the point of reference for resolving future problems and issues that arise as the new business project unfolds.
 
Your goal statement should clearly set out how the specific project goals will contribute to the achievement of the overall business objectives of your organisation. For example, your goal may be ‘to enhance the quality and effectiveness of the services provided to Indigenous Australians in your locality’.

Even though the goal statement (or project purpose) may be broadly based, it serves to provide a basis for identifying the business targets for the project. In order to accomplish the stated goal, several key business outcomes will have to be achieved. These are the project targets, or milestones, which direct work activity. The targets are more precise statements than the goal statement and must be achieved if the business goal is to be achieved.

 A meaningful way to help in formulating business targets is to follow the SMART guide.
Your business targets should be:
Specific – in targeting the business goal
Measurable – in providing indicators of progress and business outcomes
Assignable – in that they are clear enough to others to allow them to complete specific tasks and roles
Realistic – in terms of time and resources
Time-related – by stating when they can be achieved (ie. indicate a duration).
 
Sometimes, the business targets may have already been defined by others. Even then, we suggest that you still put them to the SMART test:
Are they achievable?
Are they measurable?
Are they realistic in terms of the time and resources involved?
 
If you are convinced that your business targets meet the SMART test, you should use them to specify some measures of success for the project (sometimes called Key Performance Indicators (KPIs)). These measures will be the basis for judging whether your goals and targets have been met. They will also be important during your evaluation at the end of the project.

If you cannot identify any measures of success against a project outcome, you should question whether the business targets are clearly worded, or meaningful.
 
ACTIVITY SHEET D3
Developing realistic goals, targets and strategies
 
What is your project goal?
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How does it contribute to the achievement of your organisation’s business objectives or plans?
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Identify your project targets:                                                                        Are the targets SMART?
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Can you identify Key Performance Indicators (KPIs) for each of the targets?
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What are the strategies for achieving your goals and targets that are most appropriate for your situation?
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We suggest that you take a close look at each of the topics in PART C of this Resource Kit – and in particular the ‘how’ issues presented at the end of the topics – for ideas on strategies that are relevant to your goals and targets. We suggest that you take a close look at each of the topics in PART C of this Resource Kit – and in particular the ‘how’ issues presented at the end of the topics – for ideas on strategies that are relevant to your goals and targets.
 
D4 Plotting your way forward
Developing accurate timelines and budgets
 
In PART B4 of this Kit we stressed the importance of preparing a detailed implementation plan for your proposals.  The plan identified tasks, timelines, resources and funding required to get the job done.

The foundation for a comprehensive plan is to identify in detail all of the major activities and their associated tasks in a logical framework.

Work Breakdown Structure

The most common method of displaying the project tasks is called the Work Breakdown Structure (WBS) and is illustrated in the figure below.
 
Work Breakdown Structure
 
The skill in constructing a useful WBS is to:
clearly describe the major activities to be done
identify the tasks associated with each activity
consult with those who will do the work
identify when each task is to be done in relation to the other tasks.
 
The Work Breakdown Structure is a valuable tool for:
estimating resources, time and cost
establishing an order of tasks
controlling the project
reporting progress and outcomes.
 
Developing a timeline - Gantt charts

A Gantt chart will help you estimate the shortest possible time to complete the project successfully.
 
The key inputs are the:
duration of each task in the project
earliest starting point for each task
latest starting point for each task.
 
The Gantt chart is simply a network of horizontal bars that show how the project tasks are linked. Each task is a bar on the chart showing when it is to be undertaken, as well as its Start/Finish relationships with the other tasks. It shows those activities that need to be carried out in sequence and those that can be carried out simultaneously.

An illustration of a Gantt chart is shown in the following Case Study.
 
CASE STUDY
Preparing a WBS and Gantt Chart
 
Simone is a branch manager of a Australian Apprenticeships Centre working in a district that contains a number of rural towns and outlying Indigenous communities.

Because she is a good networker and listener, Simone is only too well aware that wherever she goes in the rural areas there is a constant plea for up to date information about Australian Apprenticeships.  It is clear that many of the Indigenous people she meets are unaware of the Australian Apprenticeships system and how it could benefit Indigenous people and their communities.

Simone decides that the best way to tackle this problem is to bring all the information together in some sort of kit that can be taken out and explained to people in the district, including the Indigenous communities.  She believes that the kit should be released through personal presentations at all key rural centres.

Identifying the tasks

A key step is to develop an implementation plan.  She begins by listing all the major tasks that need to be done.  Her list has about 20 items:
identify all the internal and external stakeholders
develop a range of suitable consultation strategies
identify the information needs/gaps of stakeholders
develop design ideas for the Information Kit
select the most appropriate design
gain approval for Kit production costs
assemble information for Kit and gain clearance
draft the Kit and visual aids
get feedback on Kit design and contents
refine Kit and visual aids
arrange for production of Kit and visual aids
determine timing and location of visits (presentations and meetings)
organise guest speakers from local Indigenous organisations
organise venues
organise travel and participant support
conduct presentations
design questionnaires
collect and review information after presentations – adjust programme if necessary
follow up users on suitability of Kit
analyse feedback
report on project outcomes – make recommendations.
 
After reviewing the task list with her work colleagues, she realises that the tasks can be grouped under four major kinds of activity:
conduct consultations (Activity 1)
design and produce Kit (Activity 2)
plan and deliver of presentations (Activity 3)
evaluate and report (Activity 4).
 
Preparing the Work Breakdown Structure

By sorting the 21 tasks into their respective major activities, she was able to prepare a WBS for her project.
 
Preparing the Work Breakdown Structure
Only the first few items are shown in the WBS to illustrate the process.

Note that in more complex projects, the WBS can be broken into lower levels of tasks (called sub-tasks). Most project managers use computer programmes (eg. Microsoft Project) to help them when the complexity increases.
 
Identifying the timelines – Gantt Chart

Simone’s next challenge is to construct a network of her project tasks that will allow preparation of a Gantt Chart.  She believes that this work will become a valuable tool:
for her – in implementing the project in a timely and efficient manner.  For example, if an important task is delayed for reasons that are outside of her control, she can look to use up some other 'slack time' in the schedule to try and keep the project on track.
for her work colleagues – who will see at a glance the overall status of the project, both in terms of planned and actual outcomes, at key milestone dates.
 
Simone realises that the network can be constructed using inputs from earlier stages of the planning.  Simone approaches the task by:
locating her WBS
estimating the time for each major activity and each of the component tasks
using her knowledge of dependency relationships to determine the logical sequence of tasks
inserting the task sequences into her Gantt Chart.
 
Identifying the timelines – Gantt Chart
 
The Gantt Chart can also plot the actual events against the planned ones. It is simply a matter of plotting the actual completion times on the Gantt Chart (alongside the planned timelines). This will show at a glance how the project is proceeding against the planning schedule.
 
D5 Preparing for any setbacks
 
In this Section we help you to better prepare for any setbacks in your plans to enhance Indigenous participation by putting together a plan to manage any known risks associated with implementing your chosen strategies.

The important thing to remember is that all change involves an element of risk. However, you will only get improvements in your services to Indigenous clients if you explore new ideas. The key to success is to have a plan to identify and deal with the risks that could threaten your initiatives in this area.

Use the following Activity Sheet D5 to prepare a risk management plan for your Indigenous participation strategies.

In doing so, you will be following the Australia/New Zealand Risk Management Standard AS/NZ 4360, which is a risk management methodology that most private and public sector organisations have adopted.
Risk Analysis Pathway
Activity Sheet D5 takes you through the key steps in that methodology, including:
identifying risks
analysing risks
treating risks.
 
Your risks can be rated by using the following table:
 
Risk Levels
    Consequences
  Likelihood   Insignificant   Minor   Moderate   Major   Catastrophic
  Almost certain   High   High   Extreme   Extreme   Extreme
  Likely   Medium   High   High   Extreme   Extreme
  Possible   Low   Medium   High   Extreme   Extreme
  Unlikely   Low   Low   Medium   High   Extreme
  Rare   Low   Low   Medium   High   High
(adapted from Australian/New Zealand Standard for Risk Management AS/NZS 4360:1999)
 
The risk levels identified in the above table are defined as follows:
  Extreme   Extreme risk. Immediate action is required.
  High   High risk. Should be escalated to senior management.
  Medium   Medium risk. The management responsibility must be specified.
  Low   Low risk. This can be managed by routine procedures.
 
For more about evaluating and treating risks, see the notes provided in PART B, Section B5 of this Resource Kit. For more about evaluating and treating risks, see the notes provided in PART B, Section B5 of this Resource Kit.
 
The work you completed in relation to Section D2 to assess ‘weaknesses’ and ‘threats’ (or ‘barriers’) as a part of your SWOT analysis is a good place to start to help you to identify possible risks. The work you completed in relation to Section D2 to assess ‘weaknesses’ and ‘threats’ (or ‘barriers’) as a part of your SWOT analysis is a good place to start to help you to identify possible risks.
 
ACTIVITY SHEET D5
Preparing a Risk Management Plan for Your Proposal
 
We suggest you prepare a risk management plan by:
completing a risk register, and
identifying relevant risk treatment strategies.
 
Risk register
Risk
Risk Assessment
Treatment
(extreme, high, moderate, low)
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  2    
  3    
  4    
  5    
 
Risk treatment strategies for those risks you have decided to treat:
 
Risk 1
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Risk 2
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Risk 3
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Risk 4
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Risk 5
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D6 Customising the Pathways for Indigenous Australian Apprentices flowchart
 
The Pathways for Indigenous Apprentices flowchart has been designed so that you can adapt it to suit your local context. If you would like to customise the chart you will need to order a CD containing a Word file with instructions on using and adapting the electronic files to suit your situation.
View Pathway Chart in PDF To view Pathway Chart in PDF click on the icon (this cannot be customised).
         (File size 266 Kb 1 Pages)

         Order Word file with instructions
 
D7 Australian Apprenticeships Image Library
 
Images contained in the kit can be reproduced in the marketing materials that you develop to promote your involvement in Indigenous Australian Apprenticeships PROVIDED THAT YOU OBTAIN WRITTEN PERMISSION IN ADVANCE. If you would like to obtain a full set of high resolution (print quality) images with graphic file formatting instructions, please contact:
 
Contact: ndustry Training Strategies Section, Industry Training Branch Department of Education, Science and Training
Tel 02 6240 7640
Fax 02 6123 6621
Email: itsp@dest.gov.au
   
 
FEEDBACK
 
We welcome feedback from users regarding any other information that would assist you to use this Resource Kit.

Please send your comments to:
 
Contact: ndustry Training Strategies Section, Industry Training Branch Industry Training Strategies Section, Industry Training Branch
Vocational Education and Training Group
Department of Education, Science and Training
Location 735
GPO Box 9880
Canberra City ACT 2601
Email: itsp@dest.gov.au
   
 
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Australian Apprenticeships Training Information Service
Department of Education Science and Training